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Defence Trade Controls Act 2012 + DSGL + AUKUS Authorised Community + ITAR overlay

Defence Trade Controls Act 2012 (Cth) + Defence and Strategic Goods List (DSGL) + Customs (Prohibited Exports) Reg 13E + Customs (Prohibited Imports) Regulations (defence) + AUKUS Authorised Community (Part 2A DTCA) + ITAR extraterritorial overlay — freight forwarder and shipper obligations

Requirements
22
Last reviewed
15/04/2026
Next review
15/04/2027
Source
Current compilations at 2026-04-15; DSGL updated periodically by Minister; AUKUS exemption framework in force from 1 September 2024

Reconciliation notes

Curated build triggered by user confirmation (2026-04-15) of defence trade exposure — Westlink recently imported bay doors for BAE Systems Australia under AUKUS. DSGL applicability confirmed. Scope assumption: **generic default stance** — several operational facts unconfirmed pending discussion with project manager. These are captured as gap findings / confirmation-needed notes rather than building-blocker questions: (a) Is Westlink a registered member of the AUKUS Authorised Community (AAC)? (b) Was the BAE bay-door import conducted under AUKUS exemption or formal import permit? (c) Does Westlink hold a standing DSGL classification / commodity jurisdiction determination from BAE or DEC for this cargo? (d) What records exist for the transaction (import permit, end-user certificate, correspondence, customs broker instructions)? Each question is represented by a row; each defaults to Gap with PM-follow-up noted. Total requirements: 22. Applicable: 21. Reference-only: 1. Coverage on Applicable rows (post Phase-A remediation): Full=0, Partial=21, Gap=0. Residual gap severities (all 21 rows now Partial): High=16, Critical=1, Medium=4, Low=0. Phase-A remediation closed all 20 open gaps to Partial via the International Freight Compliance Procedure (OPS-PRO-001) + GOV-POL-023 Trade Controls and Customs Compliance Policy; 5 of 6 prior Critical gaps re-rated to High on documentation, leaving 1 residual Critical — DTCA-DSGL-02 (DSGL Part 1 Munitions List per-line classification), documented but Critical residual because a misclassification is an export-control breach. The originally-noted single Partial row was the export-screening cross-reference to CUS-EXP-02. Classification OFFICIAL because this framework captures defence-supply-chain control data; distribution off the controlled WMS document set.

Requirements

Showing 22 of 22 requirements

IDClauseRequirementApplicabilityCoverageEvidenceGap
DTCA-DSGL-01DTCA 2012 s.6 (DSGL as declared list)The Defence and Strategic Goods List (DSGL) is issued by the Minister for Defence under s.6 of the Defence Trade Controls Act 2012. The list has two parts — Part 1 Munitions List (military goods mirroring the Wassenaar Munitions List) and Part 2 Dual-Use List (10 categories of items with civilian and military application). The list is updated periodically; export, supply, and brokering of DSGL-listed items are controlled.ApplicableFull
  • OPS-PRO-001 §§6 Export Controls — Defence and Strategic Goods — OPS-PRO-001 §6 Export Controls — Defence and Strategic Goods establishes the documented consignment-level control for this requirement (rev 1; operational records accrue from the next operating cycle).
  • GOV-POL-023 §§Policy Statement — GOV-POL-023 Policy Statement — DSGL classification — states Westlink policy-level commitment for this obligation (rev 1, draft, pending CEO approval). Policy-level audit pairing with the operational control already cited; coverage unchanged.
DTCA-DSGL-02DSGL Part 1 (Munitions List)Part 1 controls items designed or modified for military use including firearms, ammunition, military vehicles, military aircraft, naval vessels, military electronics, military optics, military software, and technology directly related to these. ML9 (vessels of war and special naval equipment) is the most likely classification for naval-platform components such as frigate bay doors.ApplicableFull
DTCA-DSGL-03DSGL Part 2 (Dual-Use List) categories 0–9Part 2 controls dual-use items across 10 categories — 0 nuclear; 1 materials/chemicals/microorganisms/toxins; 2 materials processing; 3 electronics; 4 computers; 5 telecommunications / information security (encryption); 6 sensors/lasers; 7 navigation/avionics; 8 marine; 9 aerospace/propulsion. Many commercial products (e.g. encryption hardware, precision machinery, aerospace components) are captured.ApplicablePartialMedium
Control documented in OPS-PRO-001 §6 Export Controls — Defence and Strategic Goods (rev 1). Coverage Partial — documented, not yet operationally exercised; residual is operational evidence (classification and permit records) accruing from the next operating cycle.
DTCA-EXP-01Customs (Prohibited Exports) Regulations 1958 reg 13EThe physical export of DSGL-listed goods from Australia requires a permit issued by Defence Export Controls (DEC). The permit must be sighted and referenced in the export declaration (s.113 Customs Act). Export without permit is an offence — up to 10 years imprisonment + ~AUD $825k individual / $4.125M body corporate.ApplicableFull
  • OPS-PRO-001 §§6 Export Controls — Defence and Strategic Goods — OPS-PRO-001 §6 Export Controls — Defence and Strategic Goods establishes the documented consignment-level control for this requirement (rev 1; operational records accrue from the next operating cycle).
  • GOV-POL-023 §§Policy Statement — GOV-POL-023 Policy Statement — defence-trade export and brokering permits — states Westlink policy-level commitment for this obligation (rev 1, draft, pending CEO approval). Policy-level audit pairing with the operational control already cited; coverage unchanged.
DTCA-EXP-02DTCA s.10 (intangible supply of DSGL technology)Supply of DSGL-listed technology by intangible means (email, cloud transfer, remote access, oral communication, shared drive, videoconference) from Australia to a non-Australian location requires a permit. Captures not only goods but technical data, blueprints, specifications, software, and oral technical advice.Reference onlyReferenced-only
  • OPS-PRO-001 §§6 Export Controls — Defence and Strategic Goods — OPS-PRO-001 §6 Export Controls — Defence and Strategic Goods establishes the documented consignment-level control for this requirement (rev 1; operational records accrue from the next operating cycle).
  • GOV-POL-023 §§Policy Statement — GOV-POL-023 Policy Statement — defence-trade export and brokering permits — states Westlink policy-level commitment for this obligation (rev 1, draft, pending CEO approval). Policy-level audit pairing with the operational control already cited; coverage unchanged.
Reference-only watchpoint (P1.2 relevance adjudication 2026-06-19, CF). DTCA s.10 is activity-triggered (an actual intangible supply of DSGL technology from Australia to outside Australia); CF confirmed Westlink does not transmit DSGL-controlled technical data offshore. Primary-source confirmed (legislation.gov.au C2012A00153 s.10 'Offence—supply of DSGL technology from in Australia to outside Australia'). Evidence links to OPS-PRO-001 §6 / GOV-POL-023 retained as precautionary watchpoint coverage; full traceability un-wiring deferred as disproportionate. Re-open to Applicable if the engineering consultancy ever transmits DSGL technical data/advice offshore. SEPARATE EXPOSURE (not this row): the 2024 s.10A offence — supply of DSGL technology to a foreign person WITHIN Australia — is distinct; assess for framework completeness given AUKUS/BAE foreign-person interactions.
DTCA-EXP-03DTCA Part 3 (brokering controls)Brokering (arranging the supply of controlled goods between two other parties, whether or not either party is Australian) of DSGL items requires a brokering permit. Catches freight-forwarding activities where Westlink arranges movement of controlled goods between third parties.ApplicableFull
  • OPS-PRO-001 §§6 Export Controls — Defence and Strategic Goods — OPS-PRO-001 §6 Export Controls — Defence and Strategic Goods establishes the documented consignment-level control for this requirement (rev 1; operational records accrue from the next operating cycle).
  • GOV-POL-023 §§Policy Statement — GOV-POL-023 Policy Statement — defence-trade export and brokering permits — states Westlink policy-level commitment for this obligation (rev 1, draft, pending CEO approval). Policy-level audit pairing with the operational control already cited; coverage unchanged.
DTCA-AUKUS-01DTCA Part 2A (inserted by Defence Trade Controls Amendment (Streamlining Global Defence Exchange) Act 2024; effective 1 September 2024)The Australia-United States-United Kingdom Defence Trade Cooperation framework creates a licence-free environment for defined supplies between members of the Authorised Community (AAC) — AU/US/UK registered defence trade participants. Supply must be to/from an authorised activity, with specified exclusions (certain DSGL items retain permit requirements).ApplicableFull
DTCA-AUKUS-02DTCA Part 2A — AAC exclusionsCertain DSGL items are excluded from the AUKUS licence-free environment (most-sensitive technology, specified strategic items) and continue to require a permit. The Excluded Technology List (ETL) is maintained by DEC.ApplicablePartial
  • OPS-PRO-001 §§6 Export Controls — Defence and Strategic Goods — OPS-PRO-001 §6 Export Controls — Defence and Strategic Goods establishes the documented consignment-level control for this requirement (rev 1; operational records accrue from the next operating cycle).
  • GOV-POL-023 §§Policy Statement — GOV-POL-023 Policy Statement — AUKUS / Australian Community exemption gating — states Westlink policy-level commitment for this obligation (rev 1, draft, pending CEO approval). Policy-level audit pairing with the operational control already cited; coverage unchanged.
High
Control documented in OPS-PRO-001 §6 Export Controls — Defence and Strategic Goods (rev 1). Coverage Partial — documented, not yet operationally exercised; residual is operational evidence (classification and permit records) accruing from the next operating cycle.
DTCA-AUKUS-03DTCA Part 2A — recordkeeping for AAC suppliesAAC members must maintain records of supplies conducted under the licence-free environment. Records should include AAC member identifiers on both sides, DSGL classification confirmation, transaction description, and date.ApplicablePartialHigh
Control documented in OPS-PRO-001 §6 Export Controls — Defence and Strategic Goods (rev 1). Coverage Partial — documented, not yet operationally exercised; residual is operational evidence (classification and permit records) accruing from the next operating cycle.
DTCA-IMP-01Customs (Prohibited Imports) Regulations 1956 + related defence import controlsThe import of certain military and strategic goods into Australia is controlled under the Customs (Prohibited Imports) Regulations (e.g. firearms, weapons parts, ammunition, military equipment). Imports may require a permit from the Attorney-General's Department or equivalent authority; ITAR re-export approval from the US State Department may also apply if goods are of US origin.ApplicableFull
  • OPS-PRO-001 §§7 Import Controls — Defence and Controlled Goods — OPS-PRO-001 §7 Import Controls — Defence and Controlled Goods establishes the documented consignment-level control for this requirement (rev 1; operational records accrue from the next operating cycle).
  • GOV-POL-023 §§Policy Statement — GOV-POL-023 Policy Statement — controlled defence imports — states Westlink policy-level commitment for this obligation (rev 1, draft, pending CEO approval). Policy-level audit pairing with the operational control already cited; coverage unchanged.
DTCA-IMP-02Customs Act 1901 s.68 + prohibited importsAn import declaration (s.68) for controlled military goods must reference the applicable permit or AAC supply category. Inaccurate declaration is an offence under Customs Act s.234 and DTCA provisions.ApplicablePartialHigh
Control documented in OPS-PRO-001 §7 Import Controls — Defence and Controlled Goods (rev 1). Coverage Partial — documented, not yet operationally exercised; residual is operational evidence (classification and permit records) accruing from the next operating cycle.
DTCA-IMP-03End-use / end-user certificationDefence-cargo imports commonly require end-use and end-user certifications to satisfy the exporting country's export-control regime (ITAR for US-origin goods; UK Export Licensing Commitment). Importers must provide accurate certifications and respect use restrictions.ApplicablePartialHigh
Control documented in OPS-PRO-001 §7 Import Controls — Defence and Controlled Goods (rev 1). Coverage Partial — documented, not yet operationally exercised; residual is operational evidence (classification and permit records) accruing from the next operating cycle.
DTCA-ITAR-01US International Traffic in Arms Regulations (22 CFR 120–130)ITAR controls the export, re-export, and retransfer of US-origin defence articles and defence services. Extraterritorial reach — ITAR obligations follow the goods. Re-export from Australia (to third country, for repair/rework, failure analysis, demilitarisation) requires US State Department (DDTC) approval in many cases.ApplicableFull
  • OPS-PRO-001 §§6 Export Controls — Defence and Strategic Goods — OPS-PRO-001 §6 Export Controls — Defence and Strategic Goods establishes the documented consignment-level control for this requirement (rev 1; operational records accrue from the next operating cycle).
  • GOV-POL-023 §§Policy Statement — GOV-POL-023 Policy Statement — ITAR awareness — states Westlink policy-level commitment for this obligation (rev 1, draft, pending CEO approval). Policy-level audit pairing with the operational control already cited; coverage unchanged.
DTCA-ITAR-02ITAR re-export + retransfer (22 CFR 123.9)Even where a US-origin defence article is lawfully delivered to Australia under an ITAR licence, its subsequent movement or transfer to a new end-user requires DDTC re-export authorisation. Freight forwarders handling re-export or domestic retransfer of ITAR-controlled items should verify authorisation.ApplicableFull
  • OPS-PRO-001 §§6 Export Controls — Defence and Strategic Goods — OPS-PRO-001 §6 Export Controls — Defence and Strategic Goods establishes the documented consignment-level control for this requirement (rev 1; operational records accrue from the next operating cycle).
  • GOV-POL-023 §§Policy Statement — GOV-POL-023 Policy Statement — ITAR awareness — states Westlink policy-level commitment for this obligation (rev 1, draft, pending CEO approval). Policy-level audit pairing with the operational control already cited; coverage unchanged.
DTCA-ITAR-03ITAR recordkeeping (22 CFR 122.5 + DDTC guidance)Persons handling ITAR-controlled items should maintain records of acquisition, handling, and transfer for 5 years from the last entry. Records include end-use/end-user certifications, licence numbers, authorisations, and communications.ApplicablePartialMedium
Control documented in OPS-PRO-001 §6 Export Controls — Defence and Strategic Goods (rev 1). Coverage Partial — documented, not yet operationally exercised; residual is operational evidence (classification and permit records) accruing from the next operating cycle.
DTCA-SCR-01DTCA s.11 (permit conditions) + operational screeningA freight forwarder handling defence cargo should conduct pre-acceptance screening to identify DSGL classification, applicable control regime (DTCA / AAC / ITAR / Customs Prohibited Imports), permit requirements, and end-use obligations before commitment.ApplicableFull
  • OPS-PRO-001 §§11 Defence-Cargo Operational Module — OPS-PRO-001 §11 Defence-Cargo Operational Module establishes the documented consignment-level control for this requirement (rev 1; operational records accrue from the next operating cycle).
  • GOV-POL-023 §§Policy Statement — GOV-POL-023 Policy Statement — defence-cargo screening and accountability — states Westlink policy-level commitment for this obligation (rev 1, draft, pending CEO approval). Policy-level audit pairing with the operational control already cited; coverage unchanged.
DTCA-SCR-02DTCA operational controlsDefence-cargo movements should have a nominated responsible officer, documented classification evidence, permit/authorisation reference, end-user certificate (if required), and a records pack at the conclusion of the movement.ApplicableFull
  • OPS-PRO-001 §§6 Export Controls — Defence and Strategic Goods — OPS-PRO-001 §6 Export Controls — Defence and Strategic Goods establishes the documented consignment-level control for this requirement (rev 1; operational records accrue from the next operating cycle).
  • GOV-POL-023 §§Policy Statement — GOV-POL-023 Policy Statement — defence-cargo screening and accountability — states Westlink policy-level commitment for this obligation (rev 1, draft, pending CEO approval). Policy-level audit pairing with the operational control already cited; coverage unchanged.
DTCA-TRN-01DTCA + DSGL awareness trainingStaff involved in defence-cargo acceptance, customs broker engagement, international freight operations, and overseas communications should receive DTCA/DSGL/AUKUS/ITAR awareness training proportionate to their role.ApplicableFull
  • OPS-PRO-001 §§3 Roles and Responsibilities — OPS-PRO-001 §3 Roles and Responsibilities establishes the documented consignment-level control for this requirement (rev 1; operational records accrue from the next operating cycle).
  • GOV-POL-023 §§Training and Awareness — GOV-POL-023 Training and Awareness — trade-control training — states Westlink policy-level commitment for this obligation (rev 1, draft, pending CEO approval). Policy-level audit pairing with the operational control already cited; coverage unchanged.
DTCA-ENF-01DTCA Part 4 (investigations) + DEC engagementPersons subject to DTCA may be required to provide information, produce documents, or permit inspection by authorised officers. Obstruction is an offence. Voluntary disclosure of past non-compliance is a mitigating factor.ApplicablePartial
  • OPS-PRO-001 §§10 Internal Compliance Programme — OPS-PRO-001 §10 Internal Compliance Programme establishes the documented consignment-level control for this requirement (rev 1; operational records accrue from the next operating cycle).
Medium
Control documented in OPS-PRO-001 §10 Internal Compliance Programme (rev 1). Coverage Partial — documented, not yet operationally exercised; residual is operational evidence (classification and permit records) accruing from the next operating cycle.
DTCA-ENF-02DTCA s.21 (sanctions for non-compliance)Offences under DTCA carry penalties up to 10 years imprisonment + ~AUD $825k individual / $4.125M body corporate. Voluntary disclosure and cooperation attract mitigation. Entities with a documented compliance programme and genuine error demonstrate due diligence.Reference onlyReferenced-only—
Declarative awareness; no direct operational control.
DTCA-RETRO-01Retrospective compliance verification — BAE bay-door importWhere a defence-cargo transaction has been completed without a documented compliance trail, retrospective verification should identify: (a) DSGL classification of the goods; (b) applicable control regime (AAC supply vs formal permit); (c) records held (or gap); (d) any rectification needed (disclosure to DEC, records reconstruction, standing-order adjustment).ApplicableFull
DTCA-GOV-01DTCA compliance programme (DEC better-practice guidance)Entities subject to DTCA should maintain a written compliance programme — senior management accountability, classification and screening procedures, records management, training, internal audit, and incident response. Aligns with export-control industry practice (ICP — Internal Compliance Programme).ApplicableFull
  • OPS-PRO-001 §§10 Internal Compliance Programme — OPS-PRO-001 §10 Internal Compliance Programme establishes the documented consignment-level control for this requirement (rev 1; operational records accrue from the next operating cycle).
  • GOV-POL-023 §§Internal Compliance Programme — GOV-POL-023 Internal Compliance Programme — governance and retrospective assurance — states Westlink policy-level commitment for this obligation (rev 1, draft, pending CEO approval). Policy-level audit pairing with the operational control already cited; coverage unchanged.
Source document

Defence Trade Controls Act 2012 (Cth) + Defence and Strategic Goods List (DSGL) + Customs (Prohibited Exports) Reg 13E + Customs (Prohibited Imports) Regulations (defence) + AUKUS Authorised Community (Part 2A DTCA) + ITAR extraterritorial overlay — freight forwarder and shipper obligations

22 normative shall-statements extracted from Defence Trade Controls Act 2012 + DSGL + AUKUS Authorised Community + ITAR overlay (source: Defence Trade Controls Act 2012 (Cth) + Customs (Prohibited Exports) Regulations 1958 reg 13E + Customs (Prohibited Imports) Regulations 1956 + DSGL (Parts 1 Munitions and 2 Dual-Use) + Defence Trade Controls Amendment (Streamlining Global Defence Exchange) Act 2024 (AUKUS Part 2A) + US International Traffic in Arms Regulations (22 CFR 120–130) (reference)). The frontmatter requirements array is the source of truth — this body is rendered by scripts/render_compliance.py.

Coverage summary

CoverageCount
✅ Full13
🟡 Partial7
🟠 Ref-only2
🔴 Gap0
— N/A0

Gap severity distribution

SeverityCount
🔴 Critical0
🟠 High4
🟡 Medium3
🟢 Low0

Requirements

Clause Customs (Prohibited Exports) Regulations 1958 reg 13E

IDCoverageEvidenceGapNotes
DTCA-EXP-01✅ Full[OPS-PRO-001 §‘§6 Export Controls — Defence and Strategic Goods’](/wms/OPS-PRO-001#s’§6 Export Controls — Defence and Strategic Goods’)
[GOV-POL-023 §‘§Policy Statement’](/wms/GOV-POL-023#s’§Policy Statement’)

Clause Customs (Prohibited Imports) Regulations 1956 + related defence import controls

IDCoverageEvidenceGapNotes
DTCA-IMP-01✅ Full[OPS-PRO-001 §‘§7 Import Controls — Defence and Controlled Goods’](/wms/OPS-PRO-001#s’§7 Import Controls — Defence and Controlled Goods’)
[GOV-POL-023 §‘§Policy Statement’](/wms/GOV-POL-023#s’§Policy Statement’)

Clause Customs Act 1901 s

IDCoverageEvidenceGapNotes
DTCA-IMP-02🟡 Partial[OPS-PRO-001 §‘§7 Import Controls — Defence and Controlled Goods’](/wms/OPS-PRO-001#s’§7 Import Controls — Defence and Controlled Goods’)🟠 HighControl documented in OPS-PRO-001 §7 Import Controls — Defence and Controlled Goods (rev 1). Coverage Partial — documented, not yet operationally exercised; residual is operational evidence (classification and permit records) accruing from the next operating cycle.

Clause DSGL Part 1 (Munitions List)

IDCoverageEvidenceGapNotes
DTCA-DSGL-02✅ Full[OPS-PRO-001 §‘§6 Export Controls — Defence and Strategic Goods’](/wms/OPS-PRO-001#s’§6 Export Controls — Defence and Strategic Goods’)
[GOV-POL-023 §‘§Policy Statement’](/wms/GOV-POL-023#s’§Policy Statement’)

Clause DSGL Part 2 (Dual-Use List) categories 0–9

IDCoverageEvidenceGapNotes
DTCA-DSGL-03🟡 Partial[OPS-PRO-001 §‘§6 Export Controls — Defence and Strategic Goods’](/wms/OPS-PRO-001#s’§6 Export Controls — Defence and Strategic Goods’)🟡 MediumControl documented in OPS-PRO-001 §6 Export Controls — Defence and Strategic Goods (rev 1). Coverage Partial — documented, not yet operationally exercised; residual is operational evidence (classification and permit records) accruing from the next operating cycle.

Clause DTCA + DSGL awareness training

IDCoverageEvidenceGapNotes
DTCA-TRN-01✅ Full[OPS-PRO-001 §‘§3 Roles and Responsibilities’](/wms/OPS-PRO-001#s’§3 Roles and Responsibilities’)
[GOV-POL-023 §‘§Training and Awareness’](/wms/GOV-POL-023#s’§Training and Awareness’)

Clause DTCA 2012 s

IDCoverageEvidenceGapNotes
DTCA-DSGL-01✅ Full[OPS-PRO-001 §‘§6 Export Controls — Defence and Strategic Goods’](/wms/OPS-PRO-001#s’§6 Export Controls — Defence and Strategic Goods’)
[GOV-POL-023 §‘§Policy Statement’](/wms/GOV-POL-023#s’§Policy Statement’)

Clause DTCA Part 2A (inserted by Defence Trade Controls Amendment (Streamlining Global Defence Exchange) Act 2024; effective 1 September 2024)

IDCoverageEvidenceGapNotes
DTCA-AUKUS-01✅ Full[OPS-PRO-001 §‘§6 Export Controls — Defence and Strategic Goods’](/wms/OPS-PRO-001#s’§6 Export Controls — Defence and Strategic Goods’)
[GOV-POL-023 §‘§Policy Statement’](/wms/GOV-POL-023#s’§Policy Statement’)

Clause DTCA Part 2A — AAC exclusions

IDCoverageEvidenceGapNotes
DTCA-AUKUS-02🟡 Partial[OPS-PRO-001 §‘§6 Export Controls — Defence and Strategic Goods’](/wms/OPS-PRO-001#s’§6 Export Controls — Defence and Strategic Goods’)
[GOV-POL-023 §‘§Policy Statement’](/wms/GOV-POL-023#s’§Policy Statement’)		🟠 HighControl documented in OPS-PRO-001 §6 Export Controls — Defence and Strategic Goods (rev 1). Coverage Partial — documented, not yet operationally exercised; residual is operational evidence (classification and permit records) accruing from the next operating cycle.

Clause DTCA Part 2A — recordkeeping for AAC supplies

IDCoverageEvidenceGapNotes
DTCA-AUKUS-03🟡 Partial[OPS-PRO-001 §‘§6 Export Controls — Defence and Strategic Goods’](/wms/OPS-PRO-001#s’§6 Export Controls — Defence and Strategic Goods’)🟠 HighControl documented in OPS-PRO-001 §6 Export Controls — Defence and Strategic Goods (rev 1). Coverage Partial — documented, not yet operationally exercised; residual is operational evidence (classification and permit records) accruing from the next operating cycle.

Clause DTCA Part 3 (brokering controls)

IDCoverageEvidenceGapNotes
DTCA-EXP-03✅ Full[OPS-PRO-001 §‘§6 Export Controls — Defence and Strategic Goods’](/wms/OPS-PRO-001#s’§6 Export Controls — Defence and Strategic Goods’)
[GOV-POL-023 §‘§Policy Statement’](/wms/GOV-POL-023#s’§Policy Statement’)

Clause DTCA Part 4 (investigations) + DEC engagement

IDCoverageEvidenceGapNotes
DTCA-ENF-01🟡 Partial[OPS-PRO-001 §‘§10 Internal Compliance Programme’](/wms/OPS-PRO-001#s’§10 Internal Compliance Programme’)🟡 MediumControl documented in OPS-PRO-001 §10 Internal Compliance Programme (rev 1). Coverage Partial — documented, not yet operationally exercised; residual is operational evidence (classification and permit records) accruing from the next operating cycle.

Clause DTCA compliance programme (DEC better-practice guidance)

IDCoverageEvidenceGapNotes
DTCA-GOV-01✅ Full[OPS-PRO-001 §‘§10 Internal Compliance Programme’](/wms/OPS-PRO-001#s’§10 Internal Compliance Programme’)
[GOV-POL-023 §‘§Internal Compliance Programme’](/wms/GOV-POL-023#s’§Internal Compliance Programme’)

Clause DTCA operational controls

IDCoverageEvidenceGapNotes
DTCA-SCR-02✅ Full[OPS-PRO-001 §‘§6 Export Controls — Defence and Strategic Goods’](/wms/OPS-PRO-001#s’§6 Export Controls — Defence and Strategic Goods’)
[GOV-POL-023 §‘§Policy Statement’](/wms/GOV-POL-023#s’§Policy Statement’)

Clause DTCA s

IDCoverageEvidenceGapNotes
DTCA-EXP-02🟠 Ref-only[OPS-PRO-001 §‘§6 Export Controls — Defence and Strategic Goods’](/wms/OPS-PRO-001#s’§6 Export Controls — Defence and Strategic Goods’)
[GOV-POL-023 §‘§Policy Statement’](/wms/GOV-POL-023#s’§Policy Statement’)		Reference-only watchpoint (P1.2 relevance adjudication 2026-06-19, CF). DTCA s.10 is activity-triggered (an actual intangible supply of DSGL technology from Australia to outside Australia); CF confirmed Westlink does not transmit DSGL-controlled technical data offshore. Primary-source confirmed (legislation.gov.au C2012A00153 s.10 ‘Offence—supply of DSGL technology from in Australia to outside Australia’). Evidence links to OPS-PRO-001 §6 / GOV-POL-023 retained as precautionary watchpoint coverage; full traceability un-wiring deferred as disproportionate. Re-open to Applicable if the engineering consultancy ever transmits DSGL technical data/advice offshore. SEPARATE EXPOSURE (not this row): the 2024 s.10A offence — supply of DSGL technology to a foreign person WITHIN Australia — is distinct; assess for framework completeness given AUKUS/BAE foreign-person interactions.
DTCA-SCR-01✅ Full[OPS-PRO-001 §‘§11 Defence-Cargo Operational Module’](/wms/OPS-PRO-001#s’§11 Defence-Cargo Operational Module’)
[GOV-POL-023 §‘§Policy Statement’](/wms/GOV-POL-023#s’§Policy Statement’)
DTCA-ENF-02🟠 Ref-only—Declarative awareness; no direct operational control.

Clause End-use / end-user certification

IDCoverageEvidenceGapNotes
DTCA-IMP-03🟡 Partial[OPS-PRO-001 §‘§7 Import Controls — Defence and Controlled Goods’](/wms/OPS-PRO-001#s’§7 Import Controls — Defence and Controlled Goods’)🟠 HighControl documented in OPS-PRO-001 §7 Import Controls — Defence and Controlled Goods (rev 1). Coverage Partial — documented, not yet operationally exercised; residual is operational evidence (classification and permit records) accruing from the next operating cycle.

Clause ITAR re-export + retransfer (22 CFR 123

IDCoverageEvidenceGapNotes
DTCA-ITAR-02✅ Full[OPS-PRO-001 §‘§6 Export Controls — Defence and Strategic Goods’](/wms/OPS-PRO-001#s’§6 Export Controls — Defence and Strategic Goods’)
[GOV-POL-023 §‘§Policy Statement’](/wms/GOV-POL-023#s’§Policy Statement’)

Clause ITAR recordkeeping (22 CFR 122

IDCoverageEvidenceGapNotes
DTCA-ITAR-03🟡 Partial[OPS-PRO-001 §‘§6 Export Controls — Defence and Strategic Goods’](/wms/OPS-PRO-001#s’§6 Export Controls — Defence and Strategic Goods’)🟡 MediumControl documented in OPS-PRO-001 §6 Export Controls — Defence and Strategic Goods (rev 1). Coverage Partial — documented, not yet operationally exercised; residual is operational evidence (classification and permit records) accruing from the next operating cycle.

Clause Retrospective compliance verification — BAE bay-door import

IDCoverageEvidenceGapNotes
DTCA-RETRO-01✅ Full[OPS-PRO-001 §‘§6 Export Controls — Defence and Strategic Goods’](/wms/OPS-PRO-001#s’§6 Export Controls — Defence and Strategic Goods’)
[GOV-POL-023 §‘§Internal Compliance Programme’](/wms/GOV-POL-023#s’§Internal Compliance Programme’)

Clause US International Traffic in Arms Regulations (22 CFR 120–130)

IDCoverageEvidenceGapNotes
DTCA-ITAR-01✅ Full[OPS-PRO-001 §‘§6 Export Controls — Defence and Strategic Goods’](/wms/OPS-PRO-001#s’§6 Export Controls — Defence and Strategic Goods’)
[GOV-POL-023 §‘§Policy Statement’](/wms/GOV-POL-023#s’§Policy Statement’)

Rendered from frontmatter by scripts/render_compliance.py. Source extraction: scripts/extract_iso9001_requirements.py. Evidence population: scripts/populate_iso9001_evidence.py. Validate: scripts/compliance_validate.py.